As the regulations in the retirement plan industry continue to change, retirement plan sponsors find that fulfilling their fiduciary responsibilities under ERISA has become increasingly complex.

401kDIRECThel helps you provide plan sponsors with fiduciary liability mitigation through the “Advisor Delivered” plan and the use of  fi360 Fiduciary Tools.  Through 401kDIRECT, your advisor will have access to these tools and will help your plan sponsor reduce their fiduciary liability by providing the following for each plan:

• Investment Policy Statement

• Documentation of the investment selection and monitoring process

• Quarterly ranking of all funds through 401kDIRECT select list

• A customized quarterly Plan-specific Quarterly Monitoring Report