Sales Brochures
Advisor Programs
FREEDOM Plan Fact Sheet- The most flexible, open architecture 401(k), 403b and 457 program.
The DIRECT MEP Net Fee Example $1.2 Million
The DIRECT MEP NEt Fee Example $3.1 Million
Third Party Administrator Programs
ENCORE Plan Fact Sheet- Complete open architecture retirement plan program for TPAs.
The DIRECT MEP Net Fee Example $1.2 Million
The DIRECT MEP NEt Fee Example $3.1 Million
Total Fund List
All Funds – Zip file of all available funds through the Freedom and Encore Plan Programs (this is a large file and will take a few minutes to download).
ETF Funds – All Exchange Traded Funds available on the 401kDIRECT platform.
Operational Documents
EKIT – Standard Participant Enrollment Kit used for enrollment meetings.
WKIT – Welcome Kit – Kit sent to participants after enrolling their 401(k) plan.
IKIT - Instructions for researching and allocating investments within the 401kDIRECT Participant site.
UKIT – Instructions for unlocking and resetting password within the 401kDIRECT Participant site.
Enhanced Enrollment Kit Sample - Additional charges apply for enhanced enrollment kit. Standard kit included with enhanced kit.
Sample Participant Statement - sent quarterly.
Sample TPA Kit - Available through the TPA website to assist TPA in year end compliance testing. The following reports are available in the TPA Kit.
Compliance Documents
800-571-5104 •