Sales Brochures

Advisor Programs

MAX Plan Fact Sheet- The all inclusive 401(k), 403(b) and 457 program.
MAX Plan Net Fee Examples

FREEDOM Plan Fact Sheet- The most flexible, open architecture 401(k), 403b and 457 program.

Third Party Administrator Programs

ELITE Plan Fact Sheet - All inclusive 401(k), 403b and 457 program for TPAs.
ELITE Plan Net Fee Examples

ENCORE Plan Fact Sheet- Complete open architecture retirement plan program for TPAs.

ELITE/MAX Plan Portfolios

ELITE/MAX Plan l
ELITE/MAX Plan ll
ELITE/MAX Plan lll
ELITE/MAX Plan lV

Total Fund List

All Funds - Zip file of all available funds through the Freedom and Encore Plan Programs (this is a large file and will take a few minutes to download).

ETF Funds - All Exchange Traded Funds available on the 401kDIRECT platform.

Operational Documents

EKIT - Standard Participant Enrollment Kit used for enrollment meetings.
WKIT - Welcome Kit - Kit sent to participants after enrolling their 401(k) plan.
IKIT -  Instructions for researching and allocating investments within the 401kDIRECT Participant site.
UKIT - Instructions for unlocking and resetting password within the 401kDIRECT Participant site.
Enhanced Enrollment Kit Sample - Additional charges apply for enhanced enrollment kit.  Standard kit       included with enhanced kit.
Sample Participant Statement - sent quarterly.
Sample TPA Kit - Available through the TPA website to assist TPA in year end compliance testing.

Compliance Documents

2010 Tax Update